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Detailed Report
MICHAEL WILLIAM SIMONIAN
MIKE SIMONIAN
CRD#: 5733004
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2502 ENTERPRISE RD
ORANGE CITY, FL 32763
Registration History
2010201220142016201820202022202420262 FIRMS2016 - 2016 (<1 year)2 FIRMS2016 - 2020 (4 years)2 FIRMS2020 - Present (4 years)BLPL FINANCIAL LLC (CRD# 6413)2010 - 2016 (6 years)IALPL FINANCIAL LLC (CRD# 6413)2014 - 2016 (1 year)
License(s)

State Registrations

B
California 1/3/2023
B
New York 11/30/2020
B
Colorado 9/7/2023
B
North Carolina 11/30/2020
B
Connecticut 2/24/2021
B
Oklahoma 10/6/2021
B
Florida 11/30/2020
B
Pennsylvania 11/30/2020
IA
Florida 12/14/2020
B
South Carolina 9/8/2023
B
Georgia 6/21/2021
B
Tennessee 11/27/2024
B
Indiana 7/14/2021
B
Texas 2/8/2022
B
Kansas 11/17/2021
IA
Texas 2/8/2022
B
Massachusetts 5/24/2022
B
Virginia 1/20/2022
B
Michigan 5/8/2023
B
West Virginia 7/2/2024
B
Minnesota 11/30/2020
B
Wisconsin 1/3/2023
B
New Jersey 7/9/2021

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2502 ENTERPRISE RD, ORANGE CITY, FL 32763
131 E NEW YORK AVE, DELAND, FL 32724
Registered with this firm since 11/30/2020
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2502 ENTERPRISE RD, ORANGE CITY, FL 32763
131 E NEW YORK AVE, DELAND, FL 32724
Registered with this firm since 11/30/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/10/2016 - 11/30/2020 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) LAKE MARY, FL
B
 10/06/2016 - 11/30/2020 CETERA INVESTMENT SERVICES LLC (CRD#:15340) ORLANDO, FL
IA
 09/21/2016 - 10/03/2016 KEY INVESTMENT SERVICES LLC (CRD#:136300) ERIE, PA
B
 09/21/2016 - 10/03/2016 KEY INVESTMENT SERVICES LLC (CRD#:136300) ERIE, PA
IA
 12/18/2014 - 09/21/2016 LPL FINANCIAL LLC (CRD#:6413) ERIE, PA
B
 01/01/2010 - 09/21/2016 LPL FINANCIAL LLC (CRD#:6413) ERIE, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.