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Detailed Report
James Joseph Gehring
JAMES JOSEPH GEHRING II, JAMES GEHRING
CRD#: 5732617
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 117 E MAIN STREET
WATERTOWN, WI 53094
Registration History
201020122014201620182020202220242026IAEDWARD JONES (CRD# 250)2010 - Present (15 years)BEDWARD JONES (CRD# 250)2009 - Present (15 years)
License(s)

State Registrations

B
California 12/13/2011
B
Nebraska 6/1/2018
B
Colorado 12/17/2014
B
Nevada 1/19/2023
B
Florida 12/4/2012
B
North Carolina 12/12/2018
B
Georgia 10/17/2023
B
Ohio 5/23/2016
B
Idaho 12/19/2022
B
Oklahoma 1/3/2022
B
Illinois 1/4/2010
B
Tennessee 5/21/2021
B
Iowa 12/9/2013
B
Texas 12/6/2013
B
Louisiana 11/11/2024
IA
Texas 12/6/2018
B
Massachusetts 1/3/2025
B
Washington 7/15/2021
B
Michigan 6/15/2021
B
Wisconsin 1/4/2010
B
Missouri 9/24/2015
IA
Wisconsin 7/19/2010

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
117 E MAIN STREET, WATERTOWN, WI 53094
Registered with this firm since 1/4/2010
B
EDWARD JONES (CRD#:250)
117 E MAIN STREET, WATERTOWN, WI 53094
Registered with this firm since 12/18/2009
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.