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KATHLEEN MARIE SCHROEDER
Kathleen M Williams
CRD#: 5731595
IA
Investment Adviser
BABB WEALTH ADVISORS LLCCRD#: 298347 19 W. ASPEN AVENUE
FLAGSTAFF, AZ 86001
Registration History
20162017201820192020202120222023202420252026IABABB WEALTH ADVISORS LLC (CRD# 298347)2018 - Present (6 years)IAINVESTMENT ADVISORS CORP (CRD# 117531)2016 - 2018 (2 years)
License(s)

State Registrations

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Arizona 10/19/2018

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Texas 10/20/2020

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Louisiana 7/7/2021

Current Registration(s)
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BABB WEALTH ADVISORS LLC (CRD#:298347)
19 W. ASPEN AVENUE, FLAGSTAFF, AZ 86001
Registered with this firm since 10/19/2018

Previous Registration(s)
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04/18/2016 - 10/19/2018 INVESTMENT ADVISORS CORP (CRD#:117531) Flagstaff, AZ
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.