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Rachel Susy Coronel
RACHEL SUSY CORONEL, RACHEL CORONEL
CRD#: 5731254
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1325 FRANKLIN AVE
GARDEN CITY, NY 11530
GARDEN CITY, NY 11530
0
Disclosures
12
Years of Experience
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State Registrations
B
Arizona 7/20/2024
B
Montana 11/13/2024
B
California 2/5/2022
B
Nevada 1/11/2024
B
Colorado 11/13/2024
B
New Hampshire 2/5/2022
B
Connecticut 2/5/2022
B
New Jersey 2/5/2022
B
Delaware 2/5/2022
B
New York 3/13/2020
B
District of Columbia 2/5/2022
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New York 1/31/2022
B
Florida 2/5/2022
B
North Carolina 2/5/2022
B
Georgia 7/3/2024
B
Ohio 11/14/2024
B
Hawaii 11/13/2024
B
Oregon 11/13/2024
B
Illinois 11/13/2024
B
Pennsylvania 2/5/2022
B
Indiana 11/13/2024
B
Puerto Rico 7/10/2024
B
Iowa 11/13/2024
B
Rhode Island 2/5/2022
B
Kansas 11/13/2024
B
South Carolina 11/13/2024
B
Maine 2/5/2022
B
Tennessee 11/13/2024
B
Maryland 2/5/2022
B
Texas 2/5/2022
B
Massachusetts 2/5/2022
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Texas 2/16/2022
B
Michigan 11/13/2024
B
Vermont 2/5/2022
B
Minnesota 11/13/2024
B
Virginia 12/22/2022
B
Missouri 11/15/2024
B
Washington 11/13/2024
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 1/31/2022
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Registered with this firm since 3/13/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 02/21/2018 - 03/29/2019 | ELKHORN, NE | |
B | 08/30/2012 - 08/28/2017 | MONTPELIER, VT | |
B | 10/11/2010 - 08/30/2012 | UNIONDALE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.