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Adrian Little
ADRIAN R LITTLE, Adrian Rebekah Little, ADRIAN R MERCER
CRD#: 5730902
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 513 CENTRAL AVENUE
HIGHLAND PARK, IL 60035
Registration History
201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - Present (11 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (2 years)
License(s)

State Registrations

B
Alabama 5/1/2019

B
Missouri 7/30/2013

B
Arizona 12/8/2015

B
Nevada 10/14/2019

B
California 7/30/2013

B
New Hampshire 10/6/2020

B
Colorado 7/30/2013

B
New Jersey 7/30/2013

B
Connecticut 6/10/2014

B
New York 7/30/2013

B
Florida 7/30/2013

B
North Carolina 7/30/2013

B
Georgia 7/30/2013

B
Oregon 4/17/2017

B
Illinois 10/1/2012

B
Pennsylvania 5/14/2018

IA
Illinois 7/24/2013

B
Puerto Rico 11/20/2019

B
Indiana 7/30/2013

B
Rhode Island 10/3/2014

B
Iowa 11/21/2013

B
South Carolina 7/30/2013

B
Kansas 7/30/2013

B
Tennessee 7/30/2013

B
Louisiana 7/30/2013

B
Texas 7/30/2013

B
Maine 7/30/2013

IA
Texas 9/13/2013

B
Maryland 7/30/2013

B
Vermont 3/3/2020

B
Massachusetts 9/14/2016

B
Virginia 2/22/2016

B
Michigan 2/22/2016

B
Washington 8/14/2014

B
Minnesota 8/7/2014

B
Wisconsin 7/30/2013

B
Mississippi 7/1/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
513 CENTRAL AVENUE, HIGHLAND PARK, IL 60035
Registered with this firm since 7/24/2013

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
513 CENTRAL AVENUE, HIGHLAND PARK, IL 60035
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
12/03/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) VERNON HILLS, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.