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MICHAEL DAVID MATIS
MICHAEL D MATIS, MICHAEL MATIS, Michael David Matis
CRD#: 5728486
IA
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VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 630 WEST CARMEL DRIVE
SUITE 140
CARMEL, IN 46032
SUITE 140
CARMEL, IN 46032
0
Disclosures
6
Years of Experience
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State Registrations
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Indiana 10/23/2020
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Indiana 10/26/2020
SRO Registrations
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Registered with this firm since 10/23/2020
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Registered with this firm since 10/23/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/14/2019 - 07/12/2019 | INDIANAPOLIS, IN | |
B | 07/23/2018 - 07/12/2019 | INDIANAPOLIS, IN | |
B | 12/10/2015 - 01/17/2017 | INDIANAPOLIS, IN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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