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Detailed Report
SUSAN L BENNETT
SUSAN EGLI, SUSAN LACKEY, SUSAN WALL
CRD#: 5728138
IA
Investment Adviser
B
Broker
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 1348 SYCAMORE SQ
MIDLOTHIAN, VA 23113
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 1348 SYCAMORE SQ
MIDLOTHIAN, VA 23113
Registration History
201020122014201620182020202220242026IATRUIST ADVISORY SERVICES, INC. (CRD# 283390)2016 - Present (8 years)BTRUIST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - Present (11 years)BMORGAN STANLEY (CRD# 149777)2009 - 2014 (4 years)IASUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2014 - 2016 (2 years)IAMORGAN STANLEY (CRD# 149777)2010 - 2014 (4 years)
License(s)

State Registrations

B
Arkansas 2/6/2020
B
Michigan 5/12/2023
B
California 12/10/2018
B
Nevada 9/17/2024
B
Colorado 5/10/2016
B
New Jersey 3/15/2018
B
Connecticut 12/7/2018
B
North Carolina 4/15/2018
B
Delaware 8/28/2018
B
Ohio 6/29/2015
B
District of Columbia 9/14/2018
B
South Carolina 3/7/2014
B
Florida 4/13/2018
B
Tennessee 1/5/2022
B
Georgia 12/17/2018
B
Virginia 3/7/2014
B
Louisiana 5/31/2019
IA
Virginia 9/27/2016
B
Maryland 6/27/2017
B
Wisconsin 11/3/2018
B
Massachusetts 4/13/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRUIST ADVISORY SERVICES, INC. (CRD#:283390)
1348 SYCAMORE SQ, MIDLOTHIAN, VA 23113
Registered with this firm since 9/27/2016
B
TRUIST INVESTMENT SERVICES, INC. (CRD#:17499)
1348 SYCAMORE SQ, MIDLOTHIAN, VA 23113
5816 GROVE AVE, RICHMOND, VA 23226
Registered with this firm since 3/7/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 03/07/2014 - 12/31/2016 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) MIDLOTHIAN, VA
IA
 01/07/2010 - 03/21/2014 MORGAN STANLEY (CRD#:149777) RICHMOND, VA
B
 12/09/2009 - 03/21/2014 MORGAN STANLEY (CRD#:149777) RICHMOND, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.