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Guillermina Gomez Zepeda
GUILLERMINA GOMEZ, Mina Gomez, Guillermina Zepeda
CRD#: 5727225
IA
B
EDWARD JONESCRD#: 250 111 S MISSION
WENATCHEE, WA 98801
WENATCHEE, WA 98801
0
Disclosures
6
Years of Experience
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State Registrations
B
Arizona 6/15/2020
B
Oregon 5/10/2024
B
Florida 4/10/2024
B
Washington 2/11/2019
B
Illinois 8/26/2021
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Washington 2/11/2019
B
Nevada 12/8/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 2/11/2019
B
Registered with this firm since 12/13/2018
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.