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Detailed Report
DEVIN LEE SCHWARTZ
DEVIN SCHWARTZ
CRD#: 5726564
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 555 Poyntz Ave
Ste 280
Manhattan, KS 66502
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 555 Poyntz Ave
Ste 280
Manhattan, KS 66502
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2021 (11 years)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
Colorado 4/21/2021
B
Missouri 6/5/2023
B
Idaho 10/14/2024
B
Nebraska 4/21/2021
B
Kansas 4/21/2021
B
Oklahoma 4/21/2021
IA
Kansas 4/21/2021
B
Wyoming 4/21/2021
B
Louisiana 11/5/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
555 Poyntz Ave Ste 280, Manhattan, KS 66502
Registered with this firm since 4/21/2021
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
555 Poyntz Ave Ste 280, Manhattan, KS 66502
Registered with this firm since 4/21/2021
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/27/2010 - 04/22/2021 WADDELL & REED (CRD#:866) Dighton, KS
B
 02/18/2010 - 04/22/2021 WADDELL & REED (CRD#:866) Dighton, KS
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.