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Melissa Amy Mayer
MELISSA AMY KAMINISKI, Melissa Amy Kaminski, Melissa Kaminski
CRD#: 5726426
IA
B
AGW CAPITAL ADVISORSCRD#: 150570 511 W. BAY STREET
SUITE 310
TAMPA, FL 33606
SUITE 310
TAMPA, FL 33606
0
Disclosures
14
Years of Experience
View By:
State Registrations
IA
Florida 5/17/2019
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Registered with this firm since 5/17/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/03/2018 - 04/01/2019 | TAMPA, FL | |
B | 08/02/2018 - 04/01/2019 | TAMPA, FL | |
IA | 06/26/2015 - 07/05/2018 | NEW YORK, NY | |
B | 06/26/2015 - 07/05/2018 | NEW YORK, NY | |
B | 08/19/2011 - 07/13/2015 | NEW YORK, NY | |
B | 08/26/2010 - 07/29/2011 | FORT LAUDERDALE, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.