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Detailed Report
Brian Shindeldecker
BRIAN J SHINDELDECKER, BRIAN JAMES SHINDELDECKER
CRD#: 5726380
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3500 PLYMOUTH ROAD
ANN ARBOR, MI 48105
Registration History
2010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2012 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (2 years)
License(s)

State Registrations

B
Alabama 9/19/2013
B
Missouri 9/19/2013
B
Arizona 9/19/2013
B
New Jersey 8/23/2016
B
California 9/19/2013
B
New Mexico 8/23/2016
B
Colorado 9/19/2013
B
New York 9/19/2013
B
Connecticut 9/19/2013
B
North Carolina 9/20/2013
B
Delaware 1/31/2018
B
North Dakota 3/12/2014
B
District of Columbia 9/19/2013
B
Ohio 9/20/2013
B
Florida 7/31/2013
B
Oregon 8/23/2016
B
Georgia 10/17/2018
B
Pennsylvania 9/19/2013
B
Hawaii 8/20/2021
B
Puerto Rico 10/29/2015
B
Illinois 9/19/2013
B
South Carolina 6/23/2015
B
Indiana 10/17/2018
B
Tennessee 12/2/2022
B
Kansas 9/19/2013
B
Texas 9/19/2013
B
Kentucky 9/19/2013
IA
Texas 9/19/2013
B
Maine 5/25/2017
B
Virginia 9/19/2013
B
Maryland 9/19/2013
B
Washington 9/19/2013
B
Massachusetts 2/24/2014
B
West Virginia 6/27/2019
B
Michigan 7/9/2013
B
Wisconsin 2/5/2014
IA
Michigan 9/17/2013

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3500 PLYMOUTH ROAD, ANN ARBOR, MI 48105
465 MAIN, BELLEVILLE, MI 48111
Registered with this firm since 9/17/2013
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3500 PLYMOUTH ROAD, ANN ARBOR, MI 48105
465 MAIN, BELLEVILLE, MI 48111
Registered with this firm since 7/9/2013
Previous Registration(s)
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B
 10/01/2012 - 10/16/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) BELLEVILLE, MI
B
 11/16/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BELLEVILLE, MI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.