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Detailed Report
Samuel Brian Patterson
SAMUEL B PATTERSON
CRD#: 5726379
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 13301 W 135TH ST
OVERLAND PARK, KS 66221-7890
Registration History
2010201220142016201820202022202420262 FIRMS2009 - Present (15 years)
License(s)

State Registrations

B
Arizona 10/1/2013
B
Michigan 6/25/2012
B
Arkansas 6/25/2012
B
Minnesota 6/25/2012
B
California 5/8/2013
B
Missouri 2/18/2010
B
Colorado 1/26/2012
B
Nebraska 6/14/2018
B
Florida 8/30/2011
B
New York 6/20/2023
B
Georgia 11/8/2012
B
Oklahoma 7/16/2010
B
Idaho 9/6/2016
B
Oregon 8/16/2018
B
Illinois 7/20/2011
B
Texas 12/7/2010
B
Iowa 9/28/2020
IA
Texas 1/9/2019
B
Kansas 12/11/2009
B
Virginia 7/6/2020
IA
Kansas 12/11/2009
B
Washington 6/25/2012

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
13301 W 135TH ST, OVERLAND PARK, KS 66221-7890
Registered with this firm since 12/11/2009
B
EDWARD JONES (CRD#:250)
13301 W 135TH ST, OVERLAND PARK, KS 66221-7890
Registered with this firm since 12/1/2009
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.