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Adam Thompson
ADAM G THOMPSON, ADAM GREGORY THOMPSON
CRD#: 5726247
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 513 CENTRAL AVENUE
HIGHLAND PARK, IL 60035
Registration History
201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - Present (7 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BPNC INVESTMENTS (CRD# 129052)2011 - 2012 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2011 (1 year)
License(s)

State Registrations

B
Arizona 10/1/2019

B
Nebraska 7/3/2019

B
California 4/17/2014

B
Nevada 8/26/2021

B
Colorado 9/11/2017

B
New York 10/2/2019

B
Connecticut 9/28/2018

B
Ohio 6/22/2020

B
District of Columbia 9/22/2021

B
Oregon 2/22/2023

B
Florida 4/17/2014

B
Tennessee 11/10/2024

B
Illinois 11/20/2012

B
Texas 9/11/2017

IA
Illinois 6/19/2017

IA
Texas 9/22/2017

B
Indiana 9/11/2017

B
Utah 10/9/2024

B
Maryland 5/8/2023

B
Virginia 10/15/2018

B
Massachusetts 1/16/2014

B
Washington 7/27/2020

B
Michigan 11/18/2020

B
Wisconsin 12/14/2020

B
Minnesota 10/1/2018

B
Wyoming 12/14/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
513 CENTRAL AVENUE, HIGHLAND PARK, IL 60035
Registered with this firm since 6/19/2017

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
513 CENTRAL AVENUE, HIGHLAND PARK, IL 60035
Registered with this firm since 11/19/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/12/2011 - 03/16/2012 PNC INVESTMENTS (CRD#:129052) CHICAGO, IL
B
11/11/2009 - 03/11/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MT. PROSPECT, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.