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Joseph Raymond
JOSEPH F RAYMOND, JOSEPH FRANCIS RAYMOND, JOSEPH RAYMOND
CRD#: 5726207
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 634 Boston Post Rd
Madison, CT 06443
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2012 (<1 year)2 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Arizona 10/1/2012

B
Florida 11/21/2022

IA
Arizona 10/1/2012

B
Nevada 7/13/2016

B
California 7/11/2016

B
Texas 5/12/2016

B
Colorado 8/25/2023

IA
Texas 5/13/2016

B
Connecticut 7/24/2020

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
634 Boston Post Rd, Madison, CT 06443
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
634 Boston Post Rd, Madison, CT 06443
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/07/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHANDLER, AZ
B
11/29/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHANDLER, AZ
IA
12/21/2009 - 09/27/2011 EDWARD JONES (CRD#:250) GILBERT, AZ
B
11/26/2009 - 09/27/2011 EDWARD JONES (CRD#:250) GILBERT, AZ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.