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Detailed Report
AMY RIDDLE
CRD#: 5725959
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 322 WEST 3RD ST
CARROLL, IA 51401
Registration History
201020122014201620182020202220242026IAPRIMERICA ADVISORS (CRD# 10111)2017 - Present (7 years)BPFS INVESTMENTS INC. (CRD# 10111)2010 - Present (14 years)
License(s)

State Registrations

B
Iowa 4/22/2010
IA
Iowa 12/19/2017

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
322 WEST 3RD ST, CARROLL, IA 51401
Registered with this firm since 12/19/2017
B
PFS INVESTMENTS INC. (CRD#:10111)
322 WEST 3RD ST, CARROLL, IA 51401
Registered with this firm since 4/12/2010
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.