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Benjamin Garfield Fair
BEN G FAIR
CRD#: 5724734
IA
B
KEATING FINANCIAL ADVISORY SERVICESCRD#: 142772 1011 POYNTZ AVENUE
MANHATTAN, KS 66502
MANHATTAN, KS 66502
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1011 POYNTZ
MANHATTAN, KS 66502
MANHATTAN, KS 66502
0
Disclosures
14
Years of Experience
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State Registrations
B
Alabama 9/1/2022
B
Minnesota 11/16/2022
B
Arizona 2/16/2017
B
Missouri 3/6/2017
B
Colorado 2/13/2018
B
Oklahoma 12/1/2021
B
Illinois 9/1/2022
B
South Carolina 1/3/2017
B
Kansas 11/23/2016
B
Texas 1/3/2017
IA
Kansas 11/28/2016
IA
Texas 3/13/2017
SRO Registrations
B
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IA
Registered with this firm since 12/16/2016
IA
Registered with this firm since 11/28/2016
B
Registered with this firm since 11/23/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/07/2011 - 11/29/2016 | MANHATTAN, KS | |
B | 12/02/2010 - 11/29/2016 | MANHATTAN, KS |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.