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Detailed Report
BRIAN M DIXON
BRIAN MICHAEL DIXON
CRD#: 5724698
IA
Investment Adviser
CHARLES SCHWAB INVESTMENT MANAGEMENT, INCCRD#: 106753 600 5th Avenue South
Suite 210
Naples, FL 34102
Registration History
201020122014201620182020202220242026IACHARLES SCHWAB INVESTMENT MANA... (CRD# 106753)2020 - Present (4 years)IAWASMER SCHROEDER (CRD# 105323)2010 - 2020 (10 years)
License(s)

State Registrations

IA
Florida 7/7/2020
Current Registration(s)
IA
CHARLES SCHWAB INVESTMENT MANAGEMENT, INC (CRD#:106753)
600 5th Avenue South Suite 210, Naples, FL 34102
Registered with this firm since 7/7/2020
Previous Registration(s)
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IA
 01/04/2010 - 07/02/2020 WASMER SCHROEDER (CRD#:105323) NAPLES, FL
For additional information about investment advisers or broker-dealers, please visit
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.