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JAKE WHITMAN DYLAN ANDERSON
Jake Anderson
CRD#: 5724360
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 Long Beach, CA
Registration History
201020122014201620182020202220242026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2019 - Present (5 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2010 - Present (14 years)IASCHWAB PRIVATE CLIENT INVESTME... (CRD# 159035)2012 - 2019 (6 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2011 - 2012 (<1 year)
License(s)

State Registrations

B
Alaska 8/1/2023

B
New Mexico 8/1/2023

B
Arizona 11/23/2011

B
New York 6/25/2018

B
California 11/23/2011

B
Oklahoma 8/1/2023

IA
California 6/3/2019

B
Oregon 7/17/2012

B
Colorado 7/17/2012

B
Texas 5/20/2016

B
Hawaii 3/29/2017

IA
Texas 2/4/2021

B
Idaho 8/1/2023

B
Utah 8/1/2023

B
Illinois 3/6/2020

B
Washington 7/17/2012

B
Massachusetts 7/27/2021

B
Wisconsin 8/1/2023

B
Montana 8/1/2023

B
Wyoming 3/6/2020

B
New Jersey 8/1/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Long Beach, CA
Registered with this firm since 6/3/2019

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
Long Beach, CA
Registered with this firm since 12/15/2010

Previous Registration(s)
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07/27/2012 - 06/06/2019 SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. (CRD#:159035) PHOENIX, AZ
IA
11/23/2011 - 07/30/2012 CHARLES SCHWAB & CO., INC. (CRD#:5393) Torrance, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.