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ALEX VILFORDI
ALEX A VILFORDI
CRD#: 5724160
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 5960 Berkshire Ln Ste 1200
DALLAS, TX 75225
Registration History
2010201220142016201820202022202420262 FIRMS2016 - 2018 (2 years)2 FIRMS2018 - Present (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2014 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (2 years)
License(s)

State Registrations

B
California 11/16/2018

B
North Carolina 1/19/2022

B
Colorado 9/5/2019

B
Oklahoma 1/13/2023

B
Florida 9/5/2019

B
Pennsylvania 1/27/2025

B
Idaho 9/5/2019

B
Texas 11/16/2018

B
Kentucky 1/27/2025

IA
Texas 11/16/2018

B
Massachusetts 1/27/2025

B
Virginia 9/5/2019

B
New Mexico 11/16/2018

B
Washington 9/5/2019

B
New York 1/5/2021

B
Wyoming 1/27/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5960 Berkshire Ln Ste 1200, DALLAS, TX 75225
Dallas, TX
Registered with this firm since 11/16/2018

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
5960 Berkshire Ln Ste 1200, DALLAS, TX 75225
Dallas, TX
Registered with this firm since 11/16/2018

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/19/2016 - 11/27/2018 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
B
08/26/2016 - 11/27/2018 UBS FINANCIAL SERVICES INC. (CRD#:8174) DALLAS, TX
B
10/01/2012 - 09/05/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
B
11/09/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.