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GREGORY A DEGRAEVE
GREG A DEGRAEVE, GREGORY A DEGRAEVE GREG, GREGORY DEGRAEVE
CRD#: 5722861
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 500 CUMMINGS CTR
BEVERLY, MA 01915
Registration History
2010201220142016201820202022202420262 FIRMS2016 - Present (9 years)BJOHN HANCOCK FUNDS, LLC (CRD# 28262)2009 - 2015 (6 years)IAMANULIFE ASSET MANAGEMENT (US) LLC (CRD# 106435)2015 - 2015 (<1 year)
Disclosure(s)
View By:
12/12/2022
Customer Dispute
Settled
License(s)

State Registrations

B
Arizona 4/20/2022

B
Maryland 2/19/2019

B
California 5/13/2016

B
Massachusetts 1/5/2016

B
Colorado 4/20/2016

B
Missouri 12/12/2016

B
Connecticut 1/5/2016

B
New Hampshire 1/27/2016

IA
Connecticut 1/5/2016

B
New York 2/13/2019

B
Delaware 4/11/2023

B
Rhode Island 4/28/2020

B
Florida 1/26/2016

B
Tennessee 12/19/2023

B
Georgia 6/7/2022

IA
Texas 8/23/2019

B
Illinois 8/28/2020

B
Texas 7/11/2022

B
Louisiana 7/26/2019

B
Utah 5/26/2022

B
Maine 3/26/2018

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
500 CUMMINGS CTR, BEVERLY, MA 01915
Registered with this firm since 1/5/2016

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
500 CUMMINGS CTR, BEVERLY, MA 01915
Registered with this firm since 1/5/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/05/2015 - 12/23/2015 MANULIFE ASSET MANAGEMENT (US) LLC (CRD#:106435) St Louis, MO
B
11/03/2009 - 12/23/2015 JOHN HANCOCK FUNDS, LLC (CRD#:28262) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.