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DANIEL ANTHONY SANTOS
DANIEL SANTOS, DANNY SANTOS
CRD#: 5722710
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 110 ALLEN ROAD
2ND FLOOR
BASKING RIDGE, NJ 07920
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2023 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2015 - 2023 (8 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - 2015 (1 year)BWELLS FARGO ADVISORS, LLC (CRD# 19616)2013 - 2014 (<1 year)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2021 - 2023 (2 years)
Disclosure(s)
View By:
6/14/2023
Employment Separation After Allegations
License(s)

State Registrations

B
Florida 11/25/2024

IA
New Jersey 11/14/2024

B
New Jersey 11/14/2024

B
New York 11/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
110 ALLEN ROAD 2ND FLOOR, BASKING RIDGE, NJ 07920
Registered with this firm since 11/14/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
110 ALLEN ROAD 2ND FLOOR, BASKING RIDGE, NJ 07920
Registered with this firm since 11/14/2024

Previous Registration(s)
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IA
09/12/2023 - 11/14/2024 PRUDENTIAL FINANCIAL PLANNING SERVICES (CRD#:5685) Basking Ridge, NJ
B
09/11/2023 - 11/14/2024 PRUCO SECURITIES, LLC. (CRD#:5685) Basking Ridge, NJ
IA
06/23/2021 - 07/12/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SUMMIT, NJ
B
07/24/2015 - 07/12/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SUMMIT, NJ
B
05/07/2014 - 05/27/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) MORRIS PLAINS, NJ
B
10/08/2013 - 04/01/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) LINDEN, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.