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MICHAEL THOMAS FILIPPI
MICHAEL THOMAS FILIPP
CRD#: 5722619
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Investment Adviser
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Broker
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 ONE ORANGE WAY, C4-S
WINDSOR, CT 06095
Registration History
2010201220142016201820202022202420264 FIRMS2021 - Present (3 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2015 - 2019 (4 years)BLAIDLAW & COMPANY (UK) LTD. (CRD# 119037)2015 - 2015 (<1 year)BROCKWELL GLOBAL CAPITAL LLC (CRD# 142485)2014 - 2014 (<1 year)BROCKWELL GLOBAL CAPITAL LLC (CRD# 142485)2012 - 2014 (1 year)BSPARTAN CAPITAL SECURITIES, LLC (CRD# 146251)2011 - 2012 (<1 year)BINVESTORS CAPITAL CORP. (CRD# 30613)2009 - 2011 (1 year)IAVOYA FINANCIAL PARTNERS, LLC (CRD# 34815)2021 - 2023 (2 years)IAPARK AVENUE SECURITIES LLC (CRD# 46173)2018 - 2019 (1 year)
License(s)

State Registrations

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Connecticut 4/28/2021

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Connecticut 4/28/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
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VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
ONE ORANGE WAY, C4-S, WINDSOR, CT 06095
Sherman, CT
Registered with this firm since 7/8/2021

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VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
ONE ORANGE WAY, C4-S, WINDSOR, CT 06095
Sherman, CT
Registered with this firm since 7/8/2021

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VOYA RETIREMENT ADVISORS, LLC (CRD#:3989)
ONE ORANGE WAY, WINDSOR, CT 06095
Sherman, CT
Registered with this firm since 4/28/2021

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VOYA FINANCIAL PARTNERS, LLC (CRD#:34815)
ONE ORANGE WAY, WINDSOR, CT 06095
Sherman, CT
Registered with this firm since 4/28/2021

Previous Registration(s)
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04/27/2021 - 07/12/2023 VOYA FINANCIAL PARTNERS, LLC (CRD#:34815) WINDSOR, CT
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03/30/2018 - 11/21/2019 PARK AVENUE SECURITIES LLC (CRD#:46173) RYE BROOK, NY
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07/15/2015 - 11/21/2019 PARK AVENUE SECURITIES LLC (CRD#:46173) RYE BROOK, NY
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01/20/2015 - 04/07/2015 LAIDLAW & COMPANY (UK) LTD. (CRD#:119037) STAMFORD, CT
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07/09/2014 - 12/12/2014 ROCKWELL GLOBAL CAPITAL LLC (CRD#:142485) DANBURY, CT
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05/02/2012 - 01/08/2014 ROCKWELL GLOBAL CAPITAL LLC (CRD#:142485) DANBURY, CT
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10/20/2011 - 05/02/2012 SPARTAN CAPITAL SECURITIES, LLC (CRD#:146251) NEW YORK, NY
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12/15/2009 - 06/27/2011 INVESTORS CAPITAL CORP. (CRD#:30613) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
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