Individual Firm
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LUCAS ALAN THOUVENIN
Lucas Thouvenin
CRD#: 5721025
IA
B
FISHER INVESTMENTSCRD#: 107342 3109 W DR MARTIN LUTHER KING JR BLVD
SUITE 600
TAMPA, FL 33607
SUITE 600
TAMPA, FL 33607
0
Disclosures
15
Years of Experience
View By:
State Registrations
IA
Florida 3/1/2022
IA
Texas 2/17/2022
IA
Registered with this firm since 2/17/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/28/2018 - 02/11/2022 | ST. PETERSBURG, FL | |
B | 10/03/2018 - 02/11/2022 | ST PETERSBURG, FL | |
B | 09/27/2018 - 02/11/2022 | ST. PETERSBURG, FL | |
IA | 01/24/2012 - 10/08/2018 | MARYLAND HEIGHTS, MO | |
B | 11/24/2009 - 10/08/2018 | MARYLAND HEIGHTS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.