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Detailed Report
Gary Watts
GARY LYNN WATTS
CRD#: 5720912
IA
Investment Adviser
B
Broker
WEALTH ENHANCEMENT ADVISORY SERVICES, LLCCRD#: 116407 1850 MT DIABLO BLVD
SUITE 100
WALNUT CREEK, CA 94596
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCCRD#: 130139 1850 MT DIABLO BLVD
SUITE 100
WALNUT CREEK, CA 94596
Registration History
2010201220142016201820202022202420262 FIRMS2012 - 2016 (3 years)2 FIRMS2016 - 2016 (<1 year)2 FIRMS2016 - 2017 (<1 year)3 FIRMS2022 - Present (2 years)BWHITEHALL-PARKER SECURITIES, INC. (CRD# 10608)2017 - 2021 (3 years)IAFRONTIER WEALTH STRATEGIES L.P. (CRD# 165932)2017 - 2022 (4 years)IAVALLEY WEALTH, INC. (CRD# 146324)2009 - 2012 (2 years)
License(s)

State Registrations

B
California 7/15/2022
IA
California 7/27/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC (CRD#:116407)
1850 MT DIABLO BLVD SUITE 100, WALNUT CREEK, CA 94596
Registered with this firm since 7/27/2022
B
WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (CRD#:130139)
1850 MT DIABLO BLVD SUITE 100, WALNUT CREEK, CA 94596
Registered with this firm since 7/26/2022
B
LPL FINANCIAL LLC (CRD#:6413)
1850 MT DIABLO BLVD STE 100, WALNUT CREEK, CA 94596
Registered with this firm since 7/15/2022
Previous Registration(s)
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IA
 10/18/2017 - 07/19/2022 FRONTIER WEALTH STRATEGIES L.P. (CRD#:165932) Walnut Creek, CA
B
 12/01/2017 - 01/08/2021 WHITEHALL-PARKER SECURITIES, INC. (CRD#:10608) SAN RAFAEL, CA
IA
 08/19/2016 - 06/06/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) WALNUT CREEK, CA
B
 08/19/2016 - 06/06/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) WALNUT CREEK, CA
IA
 01/11/2016 - 07/15/2016 ALAMO CAPITAL (CRD#:26193) WALNUT CREEK, CA
B
 01/11/2016 - 07/15/2016 ALAMO CAPITAL (CRD#:26193) WALNUT CREEK, CA
IA
 06/28/2012 - 01/20/2016 AXA ADVISORS, LLC (CRD#:6627) SAN FRANCISCO, CA
B
 06/18/2012 - 01/20/2016 AXA ADVISORS, LLC (CRD#:6627) SAN FRANCISCO, CA
IA
 10/16/2009 - 02/16/2012 VALLEY WEALTH, INC. (CRD#:146324) MODESTO, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.