• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
JAMES GRIFFIN MCGINNESS
CRD#: 5720734
IA
Investment Adviser
B
Previous Broker
AVIDIAN WEALTH SOLUTIONSCRD#: 127186 800 TOWN & COUNTRY BLVD
STE 410 AND STE 220
HOUSTON, TX 77024
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2018 - 2022 (4 years)IAAVIDIAN WEALTH SOLUTIONS (CRD# 127186)2022 - Present (2 years)BSALIENT CAPITAL L.P. (CRD# 147912)2014 - 2018 (4 years)IAHIGHTOWER PRIVATE CLIENT (CRD# 288687)2017 - 2018 (1 year)IASALIENT CAPITAL ADVISORS, LLC (CRD# 153914)2014 - 2017 (3 years)
License(s)

State Registrations

IA
Texas 11/7/2022

Current Registration(s)
IA
AVIDIAN WEALTH SOLUTIONS (CRD#:127186)
800 TOWN & COUNTRY BLVD STE 410 AND STE 220, HOUSTON, TX 77024
Registered with this firm since 11/7/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
11/29/2018 - 11/11/2022 HIGHTOWER ADVISORS, LLC (CRD#:145323) HOUSTON, TX
B
09/05/2018 - 11/11/2022 HIGHTOWER SECURITIES, LLC (CRD#:116681) HOUSTON, TX
IA
08/10/2017 - 12/31/2018 HIGHTOWER PRIVATE CLIENT (CRD#:288687) HOUSTON, TX
B
09/26/2014 - 09/07/2018 SALIENT CAPITAL L.P. (CRD#:147912) HOUSTON, TX
IA
08/16/2014 - 10/10/2017 SALIENT CAPITAL ADVISORS, LLC (CRD#:153914) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.