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Detailed Report
JUAN CARLOS BASTIDA
JUAN C BASTIDA, JUAN CARLOS BASTIDA, JUAN BASTIDA, JUANCARLOS BASTIDA
CRD#: 5720214
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 401 E LAS OLAS BLVD
FORT LAUDERDALE, FL 33301
Registration History
2010201220142016201820202022202420262 FIRMS2017 - 2018 (<1 year)2 FIRMS2018 - Present (6 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2013 - 2017 (4 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2011 (2 years)
License(s)

State Registrations

B
District of Columbia 3/28/2022
B
Ohio 5/30/2021
B
Florida 5/21/2018
B
Texas 3/28/2022
IA
Florida 5/21/2018
IA
Texas 3/28/2022
B
New York 10/5/2020
B
Virginia 3/28/2022
B
North Carolina 4/13/2021

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
401 E LAS OLAS BLVD, FORT LAUDERDALE, FL 33301
Registered with this firm since 5/21/2018
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
401 E LAS OLAS BLVD, FORT LAUDERDALE, FL 33301
Registered with this firm since 5/18/2018
Previous Registration(s)
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IA
 09/01/2017 - 04/20/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FORT LAUDERDALE, FL
B
 06/22/2017 - 04/20/2018 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FORT LAUDERDALE, FL
B
 03/13/2013 - 04/19/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) FORT LAUDERDALE, FL
B
 10/23/2009 - 11/10/2011 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PLANTATION, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.