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James Michael Jenson
JAMES M JENSON
CRD#: 5718169
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 1055 LPL WAY
FORT MILL, SC 29715
FORT MILL, SC 29715
0
Disclosures
12
Years of Experience
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State Registrations
B
South Carolina 11/6/2024
IA
South Carolina 11/6/2024
SRO Registrations
B
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IA
Registered with this firm since 11/6/2024
B
Registered with this firm since 4/17/2024
B
Registered with this firm since 12/22/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/08/2023 - 11/06/2024 | FORT MILL, SC | |
IA | 12/22/2017 - 09/06/2023 | FORT MILL, SC | |
IA | 11/04/2016 - 11/15/2017 | El Segundo, CA | |
B | 11/03/2016 - 11/15/2017 | El Segundo, CA | |
IA | 09/23/2013 - 11/16/2016 | SAN DIEGO, CA | |
B | 01/25/2013 - 11/16/2016 | SAN DIEGO, CA |
El Segundo, CA
11/04/2016 - 11/15/2017
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.