Individual Firm
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Levon Manuel Hasserjian
LEO HASSERJIAN, LEVON M HASSERJIAN
CRD#: 5717967
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J.P. MORGAN SECURITIES LLCCRD#: 79 25860 THE OLD ROAD
STEVENSON RANCH, CA 91381
STEVENSON RANCH, CA 91381
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Disclosures
15
Years of Experience
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State Registrations
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Arizona 12/10/2018
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Nevada 4/8/2016
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California 10/1/2012
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New Mexico 10/17/2018
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California 10/1/2012
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Ohio 6/14/2022
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Colorado 2/6/2025
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Oregon 7/10/2015
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Delaware 4/16/2024
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Pennsylvania 6/6/2022
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Florida 3/9/2015
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Tennessee 6/20/2022
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Hawaii 11/4/2020
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Texas 1/10/2013
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Idaho 4/17/2024
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Texas 9/13/2013
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Indiana 9/10/2021
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Vermont 7/29/2014
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Kentucky 6/20/2022
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Washington 1/2/2015
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Montana 8/7/2020
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Wyoming 3/28/2024
SRO Registrations
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Registered with this firm since 10/1/2012
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Registered with this firm since 10/1/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/29/2012 - 10/01/2012 | NORTHRIDGE, CA | |
B | 06/09/2010 - 10/01/2012 | NORTHRIDGE, CA | |
B | 11/04/2009 - 03/18/2010 | CITY OF INDUSTRY, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.