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Detailed Report
ARARIPE FERREIRA SOUZA
ARARIPE F SOUZA, Ari Souza
CRD#: 5717674
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 350 E LAS OLAS BLVD 19TH FL
[D3/F3/F7-RBO]
FORT LAUDERDALE, FL 33301
Registration History
201320142015201620172018201920202021202220232024202520262 FIRMS2013 - 2015 (2 years)2 FIRMS2015 - 2016 (<1 year)2 FIRMS2016 - Present (9 years)
License(s)

State Registrations

B
Alabama 6/14/2021
B
Missouri 6/14/2021
B
Arizona 6/14/2021
B
Montana 1/6/2024
B
California 4/11/2016
B
Nevada 3/8/2023
B
Colorado 6/14/2021
B
New Jersey 6/14/2021
B
Connecticut 5/6/2022
B
New York 11/12/2018
B
Delaware 4/11/2016
B
North Carolina 6/14/2021
B
District of Columbia 3/13/2025
B
Pennsylvania 6/14/2021
B
Florida 4/11/2016
B
South Carolina 6/14/2021
IA
Florida 4/13/2016
B
Tennessee 6/14/2021
B
Georgia 6/14/2021
B
Texas 6/14/2021
B
Illinois 4/11/2016
IA
Texas 9/21/2023
B
Kansas 6/14/2021
B
Vermont 6/14/2021
B
Kentucky 4/11/2016
B
Virginia 6/14/2021
B
Massachusetts 2/21/2020
B
Washington 6/14/2021
B
Michigan 3/15/2022
B
Wyoming 6/14/2021

SRO Registrations

B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
350 E LAS OLAS BLVD 19TH FL [D3/F3/F7-RBO], FORT LAUDERDALE, FL 33301
Registered with this firm since 4/13/2016
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
350 E LAS OLAS BLVD 19TH FL [D3/F3/F7-RBO], FORT LAUDERDALE, FL 33301
Registered with this firm since 4/11/2016
Previous Registration(s)
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IA
 07/02/2015 - 04/19/2016 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
 06/30/2015 - 04/19/2016 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
IA
 07/23/2013 - 06/04/2015 MORGAN STANLEY (CRD#:149777) MIAMI, FL
B
 06/04/2013 - 06/04/2015 MORGAN STANLEY (CRD#:149777) MIAMI, FL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.