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Detailed Report
KEVIN KHADIMALLY PASHA
KEVIN PASHA KHADIMALLY, KHURRAM PASHA KHADIMALLY, Kevin P Khadimally, KEVIN PASHA, Kevin Pasha
CRD#: 5717526
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 712 Main St, Floor 5
Houston, TX 77002
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2013 (3 years)2 FIRMS2013 - 2014 (1 year)2 FIRMS2014 - 2018 (3 years)2 FIRMS2018 - Present (6 years)
Disclosure(s)
View By:
3/20/2020
Customer Dispute
Denied
License(s)

State Registrations

B
Arizona 10/28/2022
B
Nevada 4/30/2021
B
California 8/8/2018
B
New Jersey 12/26/2018
B
Colorado 8/11/2020
B
New York 3/21/2019
B
District of Columbia 10/1/2020
B
North Carolina 12/10/2024
B
Florida 2/20/2019
B
Ohio 9/24/2019
B
Georgia 9/15/2023
B
Oklahoma 12/21/2022
B
Illinois 10/17/2018
B
Pennsylvania 2/3/2023
B
Kansas 3/20/2023
B
South Carolina 3/23/2023
B
Kentucky 6/29/2021
B
Tennessee 4/4/2019
B
Louisiana 3/29/2021
B
Texas 7/30/2018
B
Maryland 2/21/2024
IA
Texas 7/30/2018
B
Massachusetts 2/21/2024
B
Virginia 4/10/2019
B
Minnesota 3/21/2024
B
Washington 7/13/2023
B
Missouri 4/16/2024
B
Wisconsin 10/17/2018

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
712 Main St, Floor 5, Houston, TX 77002
Registered with this firm since 7/30/2018
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
712 Main St, Floor 5, Houston, TX 77002
Registered with this firm since 7/30/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
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 08/13/2014 - 07/19/2018 MORGAN STANLEY (CRD#:149777) HOUSTON, TX
B
 08/13/2014 - 07/19/2018 MORGAN STANLEY (CRD#:149777) HOUSTON, TX
IA
 01/04/2013 - 07/29/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) HOUSTON, TX
B
 01/04/2013 - 07/29/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) HOUSTON, TX
IA
 12/09/2009 - 01/03/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
 11/16/2009 - 01/03/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.