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Detailed Report
GEORGE H ZIMMERMAN
GEORGE ZIMMERMAN
CRD#: 5717077
IA
Investment Adviser
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Previous Broker
RIO FINANCIAL PLANNINGCRD#: 301786 Portland, OR
Registration History
201020122014201620182020202220242026IARIO FINANCIAL PLANNING (CRD# 301786)2019 - Present (5 years)BCUSO FINANCIAL SERVICES, L.P. (CRD# 42132)2012 - 2018 (6 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (2 years)IACUSO FINANCIAL SERVICES, L.P. (CRD# 42132)2014 - 2018 (4 years)
License(s)

State Registrations

IA
Oregon 7/22/2019
Current Registration(s)
IA
RIO FINANCIAL PLANNING (CRD#:301786)
Portland, OR
Registered with this firm since 7/22/2019
Previous Registration(s)
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 01/31/2014 - 11/29/2018 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) PORTLAND, OR
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 11/28/2012 - 11/29/2018 CUSO FINANCIAL SERVICES, L.P. (CRD#:42132) PORTLAND, OR
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 10/14/2009 - 03/13/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) PORTLAND, OR
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.