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Felicia Ann Cumby
FELICIA ANN CUMMINGS, Felicia Cummings
CRD#: 5716530
IA
B
EDWARD JONESCRD#: 250 4501 MAGNOLIA COVE DR STE 208
KINGWOOD, TX 77345-2252
KINGWOOD, TX 77345-2252
0
Disclosures
14
Years of Experience
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State Registrations
B
Arizona 11/1/2018
B
New Mexico 8/31/2021
B
Colorado 6/6/2023
B
New York 2/9/2024
B
Florida 11/17/2014
B
Texas 6/6/2012
B
Louisiana 10/10/2012
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Texas 9/17/2012
B
Nevada 6/10/2016
B
Virginia 8/7/2023
B
New Jersey 7/13/2023
SRO Registrations
B
B
B
B
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Registered with this firm since 9/17/2012
B
Registered with this firm since 6/6/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 03/10/2011 - 05/23/2012 | LEAGUE CITY, TX | |
B | 10/04/2010 - 01/28/2011 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.