Individual Firm
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JONATHAN MICHAEL VALERIE
JONATHAN VALERIE
CRD#: 5716244
IA
B
ENGLESON & ASSOCIATESCRD#: 126349 930 EAST AVENUE
SUITE 300
ROCHESTER, NY 14607
SUITE 300
ROCHESTER, NY 14607
CETERA ADVISOR NETWORKS LLCCRD#: 13572 930 EAST AVENUE
SUITE 300
ROCHESTER, NY 14607
SUITE 300
ROCHESTER, NY 14607
0
Disclosures
14
Years of Experience
View By:
State Registrations
B
Alabama 7/20/2021
B
New Jersey 9/20/2019
B
Arizona 9/20/2019
B
New York 9/20/2019
B
Colorado 9/20/2019
IA
New York 6/29/2023
B
Connecticut 9/20/2019
B
North Carolina 9/20/2019
B
District of Columbia 9/20/2019
B
Oregon 5/11/2021
B
Florida 9/21/2019
B
Pennsylvania 9/20/2019
B
Kansas 1/26/2021
B
South Carolina 9/20/2019
B
Massachusetts 9/20/2019
B
Tennessee 7/20/2021
B
Michigan 9/20/2019
B
Virginia 9/20/2019
SRO Registrations
B
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IA
Registered with this firm since 10/29/2024
IA
Registered with this firm since 6/29/2023
B
Registered with this firm since 9/20/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/08/2021 - 06/29/2023 | EL SEGUNDO, CA | |
IA | 07/11/2012 - 05/20/2021 | ROCHESTER, NY | |
B | 05/03/2010 - 09/20/2019 | ROCHESTER, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.