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Aaron E Brandt
AARON EDWARDS BRANDT
CRD#: 5716231
IA
B
EDWARD JONESCRD#: 250 6630 HIGHWAY 9
SUITE 102
FELTON, CA 95018
SUITE 102
FELTON, CA 95018
0
Disclosures
15
Years of Experience
View By:
State Registrations
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California 10/22/2012
B
New Mexico 5/26/2020
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California 10/22/2012
B
North Carolina 2/26/2024
B
Colorado 4/28/2014
B
Oregon 10/18/2013
B
Florida 8/7/2023
B
Pennsylvania 8/1/2022
B
Illinois 9/16/2021
B
Texas 2/11/2014
B
Kansas 6/27/2016
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Texas 12/21/2018
B
Maine 11/23/2015
B
Utah 12/5/2023
B
Massachusetts 4/10/2023
B
Washington 7/7/2022
B
Minnesota 12/21/2017
B
West Virginia 12/8/2021
B
Nevada 3/21/2013
B
Wisconsin 9/12/2022
SRO Registrations
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B
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Registered with this firm since 10/22/2012
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Registered with this firm since 10/22/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 01/03/2011 - 09/18/2012 | SCOTTS VALLEY, CA | |
B | 01/03/2011 - 09/18/2012 | SCOTTS VALLEY, CA | |
IA | 11/23/2009 - 01/03/2011 | SCOTTS VALLEY, CA | |
B | 11/09/2009 - 01/03/2011 | SCOTTS VALLEY, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.