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VATSAL ASSAR
VATSAL P ASSAR, VATSAL PRATAP ASSAR
CRD#: 5715798
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 12750 Merit Drive
Suite 1150
Dallas, TX 75251
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2012 (2 years)2 FIRMS2012 - 2016 (4 years)2 FIRMS2016 - Present (8 years)
License(s)

State Registrations

B
California 11/4/2016

B
North Carolina 11/4/2016

B
Delaware 11/4/2016

B
Ohio 1/13/2025

B
Illinois 11/4/2016

B
Oklahoma 11/4/2016

B
Indiana 1/2/2020

B
Texas 11/4/2016

B
Maryland 11/4/2016

IA
Texas 11/4/2016

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
12750 Merit Drive Suite 1150, Dallas, TX 75251
Registered with this firm since 11/4/2016

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
12750 Merit Drive Suite 1150, Dallas, TX 75251
Registered with this firm since 11/4/2016

Previous Registration(s)
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IA
01/13/2012 - 11/07/2016 WFG ADVISORS, LP (CRD#:125073) DALLAS, TX
B
01/13/2012 - 11/07/2016 WFG INVESTMENTS, INC. (CRD#:22704) Dallas, TX
IA
11/10/2009 - 01/27/2012 AXA ADVISORS, LLC (CRD#:6627) DALLAS, TX
B
10/23/2009 - 01/27/2012 AXA ADVISORS, LLC (CRD#:6627) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.