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Peter F Gaertner
PETER FRIEDRICH GAERTNER, PETER GAERTNER
CRD#: 5715758
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Investment Adviser
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Previous Broker
ROFFMAN MILLER ASSOCIATES INCCRD#: 106019 1835 MARKET STREET
SUITE 500
PHILADELPHIA, PA 19103
Registration History
201020122014201620182020202220242026IAROFFMAN MILLER ASSOCIATES INC (CRD# 106019)2024 - Present (1 year)BMERCAP SECURITIES, LLC (CRD# 156607)2017 - 2019 (2 years)BCOASTAL EQUITIES, INC. (CRD# 23769)2013 - 2017 (4 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2009 - 2013 (3 years)IABRYN MAWR CAPITAL MANAGEMENT, LLC (CRD# 285359)2024 - 2024 (<1 year)IAAFFINITY WEALTH MANAGEMENT LLC (CRD# 290735)2018 - 2023 (5 years)IAAFFINITY WEALTH MANAGEMENT LLC (CRD# 105840)2013 - 2018 (4 years)
License(s)

State Registrations

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Delaware 2/7/2024

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Pennsylvania 2/7/2024

Current Registration(s)
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ROFFMAN MILLER ASSOCIATES INC (CRD#:106019)
1835 MARKET STREET SUITE 500, PHILADELPHIA, PA 19103
Registered with this firm since 2/7/2024

Previous Registration(s)
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01/04/2024 - 01/25/2024 BRYN MAWR CAPITAL MANAGEMENT, LLC (CRD#:285359) Rehobeth, DE
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02/09/2018 - 10/04/2023 AFFINITY WEALTH MANAGEMENT LLC (CRD#:290735) WILMINGTON, DE
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11/30/2017 - 12/31/2019 MERCAP SECURITIES, LLC (CRD#:156607) ATLANTA, GA
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09/27/2013 - 02/09/2018 AFFINITY WEALTH MANAGEMENT LLC (CRD#:105840) WILMINGTON, DE
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10/09/2013 - 11/30/2017 COASTAL EQUITIES, INC. (CRD#:23769) WILMINGTON, DE
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10/15/2009 - 09/18/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) NEWARK, DE
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.