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Detailed Report
BARRY JOSEPH QUEEN II
BARRY J QUEEN II, BARRY J QUEEN JR., BARRY QUEEN
CRD#: 5715369
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 251 South Lake Avenue Suite 800
Pasadena, CA 91101
CETERA ADVISOR NETWORKS LLCCRD#: 13572 251 South Lake Avenue Suite 800
Pasadena, CA 91101
Registration History
201220142016201820202022202420262 FIRMS2020 - 2021 (1 year)2 FIRMS2021 - 2022 (1 year)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2023 - Present (1 year)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2022 - Present (3 years)BNYLIFE SECURITIES LLC (CRD# 5167)2012 - 2020 (7 years)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2022 - 2023 (1 year)IAEAGLE STRATEGIES LLC (CRD# 110826)2017 - 2020 (2 years)
License(s)

State Registrations

B
California 4/20/2022
B
Missouri 4/20/2022
IA
California 6/29/2023
B
New Jersey 4/20/2022
B
District of Columbia 4/20/2022
B
New York 4/20/2022
B
Florida 5/23/2022
B
North Carolina 9/29/2022
B
Georgia 4/20/2022
B
Oregon 3/10/2025
B
Hawaii 11/25/2024
B
Pennsylvania 4/20/2022
B
Idaho 4/2/2025
B
Tennessee 2/1/2024
B
Illinois 4/20/2022
B
Texas 4/20/2022
B
Maryland 4/20/2022
IA
Texas 6/29/2023
B
Massachusetts 4/20/2022
B
Virginia 4/20/2022
B
Michigan 9/29/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
251 South Lake Avenue Suite 800, Pasadena, CA 91101
Registered with this firm since 6/29/2023
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
251 South Lake Avenue Suite 800, Pasadena, CA 91101
Registered with this firm since 4/20/2022
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 04/20/2022 - 06/29/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 01/26/2021 - 04/20/2022 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) Pasadena, CA
B
 01/26/2021 - 04/20/2022 FIRST FINANCIAL EQUITY CORPORATION (CRD#:16507) Pasadena, CA
IA
 01/13/2020 - 01/28/2021 SAGEPOINT FINANCIAL, INC. (CRD#:133763) NEW YORK, NY
B
 01/07/2020 - 01/28/2021 SAGEPOINT FINANCIAL, INC. (CRD#:133763) NEW YORK, NY
IA
 05/04/2017 - 01/08/2020 EAGLE STRATEGIES LLC (CRD#:110826) NEW YORK, NY
B
 07/26/2012 - 01/08/2020 NYLIFE SECURITIES LLC (CRD#:5167) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.