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MATTHEW JOSEPH SMITH
MATTHEW SMITH
CRD#: 5714734
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2121 North Pearl Street
Suite 500
Dallas, TX 75201
Registration History
2010201220142016201820202022202420262 FIRMS2016 - Present (8 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2009 - 2016 (6 years)
License(s)

State Registrations

B
Alabama 11/8/2023

B
Missouri 11/16/2018

B
Arizona 7/22/2016

B
Nebraska 8/9/2021

B
California 7/22/2016

B
New Jersey 7/22/2016

B
Colorado 7/22/2016

B
New Mexico 4/6/2021

B
Connecticut 8/9/2019

B
New York 7/22/2016

B
Delaware 8/13/2021

B
North Carolina 7/22/2016

B
District of Columbia 4/1/2024

B
Ohio 11/30/2022

B
Florida 7/22/2016

B
Oklahoma 7/22/2016

B
Georgia 10/25/2022

B
Puerto Rico 12/18/2018

B
Idaho 11/29/2018

B
Texas 7/22/2016

B
Illinois 2/25/2019

IA
Texas 9/8/2016

B
Kansas 6/1/2020

B
Utah 3/6/2024

B
Louisiana 7/22/2016

B
Virginia 4/6/2021

B
Massachusetts 3/14/2023

B
Washington 1/13/2021

B
Michigan 5/1/2019

B
Wyoming 5/21/2019

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2121 North Pearl Street Suite 500, Dallas, TX 75201
Registered with this firm since 9/8/2016

B
MORGAN STANLEY (CRD#:149777)
2121 North Pearl Street Suite 500, Dallas, TX 75201
Registered with this firm since 7/22/2016

Previous Registration(s)
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B
10/15/2009 - 08/03/2016 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.