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Detailed Report
Brian R. Collins
BRIAN R COLLINS
CRD#: 5713669
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 6314 GENDER ROAD
CANAL WINCHESTER, OH 43110
Registration History
2010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Arizona 5/24/2016
B
New York 7/17/2019
B
California 12/7/2016
B
North Carolina 2/17/2016
B
Colorado 11/20/2020
B
Ohio 10/1/2012
B
Florida 10/1/2012
IA
Ohio 10/1/2012
B
Illinois 4/3/2013
B
Pennsylvania 10/1/2012
B
Kentucky 12/9/2019
B
South Carolina 10/1/2012
B
Louisiana 10/1/2012
B
Texas 10/1/2012
B
Massachusetts 7/9/2024
IA
Texas 9/25/2013
B
Michigan 6/22/2017
B
Virgin Islands 3/19/2018
B
Mississippi 7/23/2014
B
Virginia 11/12/2013
B
Nevada 11/18/2013
B
West Virginia 10/1/2012

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
6314 GENDER ROAD, CANAL WINCHESTER, OH 43110
Registered with this firm since 10/1/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
6314 GENDER ROAD, CANAL WINCHESTER, OH 43110
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/09/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CANAL WINCHESTER, OH
B
 10/12/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CANAL WINCHESTER, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.