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Detailed Report
KENNETH GREGORY BARNES
CRD#: 5712709
IA
Investment Adviser
B
Broker
SAGEVIEW ADVISORY GROUP, LLCCRD#: 126777 4600 Cox Road
Suite 350
Glen Allen, VA 23060
CETERA ADVISOR NETWORKS LLCCRD#: 13572 4600 Cox Road Suite 350
GLEN ALLEN, VA 23060
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2010 (<1 year)2 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - 2013 (<1 year)IASAGEVIEW ADVISORY GROUP, LLC (CRD# 126777)2018 - Present (6 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2014 - Present (11 years)BBB&T SECURITIES, LLC (CRD# 142785)2012 - 2014 (1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2014 - 2023 (9 years)IABB&T SECURITIES, LLC (CRD# 142785)2013 - 2014 (1 year)
License(s)

State Registrations

B
Virginia 3/12/2014
IA
Virginia 11/20/2018

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SAGEVIEW ADVISORY GROUP, LLC (CRD#:126777)
4600 Cox Road Suite 350, Glen Allen, VA 23060
Registered with this firm since 11/20/2018
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
4600 Cox Road Suite 350, GLEN ALLEN, VA 23060
Chesterfield, VA
Registered with this firm since 3/12/2014
Previous Registration(s)
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IA
 03/12/2014 - 06/30/2023 CETERA ADVISOR NETWORKS LLC (CRD#:13572) EL SEGUNDO, CA
IA
 01/02/2013 - 01/17/2014 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
B
 06/18/2012 - 01/17/2014 BB&T SECURITIES, LLC (CRD#:142785) RICHMOND, VA
IA
 06/14/2012 - 01/02/2013 SCOTT & STRINGFELLOW, LLC (CRD#:6255) RICHMOND, VA
B
 06/14/2012 - 01/02/2013 SCOTT & STRINGFELLOW, LLC (CRD#:6255) RICHMOND, VA
IA
 08/26/2010 - 05/25/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) RICHMOND, VA
B
 08/26/2010 - 05/25/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) RICHMOND, VA
IA
 12/03/2009 - 07/16/2010 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) MIDLOTHIAN, VA
B
 11/12/2009 - 07/16/2010 THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387) MIDLOTHIAN, VA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.