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Detailed Report
Aaron C Simone
AARON C SIMONE, AARON COCHRANE SIMONE, AARON SIMONE
CRD#: 5712665
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 925 Westchester Ave
West Harrison, NY 10604
Registration History
201020122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2019 - Present (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - Present (10 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)
License(s)

State Registrations

B
Arizona 11/21/2019
IA
New Jersey 9/11/2019
B
Arkansas 11/21/2019
B
New Mexico 1/6/2022
B
California 9/4/2014
B
New York 9/4/2014
B
Colorado 11/21/2019
IA
New York 5/3/2021
B
Connecticut 9/4/2014
B
North Carolina 11/21/2019
B
Delaware 11/21/2019
B
Ohio 11/21/2019
B
District of Columbia 11/21/2019
B
Oregon 11/21/2019
B
Florida 9/4/2014
B
Pennsylvania 11/21/2019
B
Georgia 11/21/2019
B
Rhode Island 11/21/2019
B
Illinois 11/21/2019
B
South Carolina 11/21/2019
B
Indiana 7/18/2023
B
Tennessee 11/21/2019
B
Louisiana 6/2/2021
B
Texas 11/21/2019
B
Maine 11/21/2019
IA
Texas 11/29/2019
B
Maryland 11/21/2019
B
Utah 1/19/2023
B
Massachusetts 11/21/2019
B
Vermont 11/21/2019
B
Michigan 11/21/2019
B
Virgin Islands 11/21/2019
B
Minnesota 7/23/2024
B
Virginia 8/16/2023
B
Mississippi 10/26/2021
B
Washington 11/21/2019
B
Montana 8/16/2023
B
West Virginia 11/21/2019
B
Nevada 11/21/2019
B
Wisconsin 9/27/2023
B
New Hampshire 8/16/2023
B
Wyoming 7/21/2022
B
New Jersey 9/4/2014

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
925 Westchester Ave, West Harrison, NY 10604
Registered with this firm since 9/11/2019
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
925 Westchester Ave, West Harrison, NY 10604
Registered with this firm since 9/4/2014
Previous Registration(s)
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B
 10/01/2012 - 12/31/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) MOUNT KISCO, NY
B
 10/05/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MOUNT KISCO, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.