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Detailed Report
ALEJANDRA VENEZIA
ALEJANDRA FLORES, ALEX FLORES
CRD#: 5712104
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1480 1st St
LIVERMORE, CA 94550
Registration History
20122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2014 - Present (10 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2012 - 2012 (<1 year)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2011 - 2012 (<1 year)
License(s)

State Registrations

B
Alaska 3/19/2020
B
Nevada 5/24/2018
B
Arizona 11/15/2018
B
New Mexico 2/27/2025
B
California 10/1/2012
B
North Carolina 7/1/2022
IA
California 10/1/2014
B
Oklahoma 9/9/2024
B
Colorado 3/19/2020
B
Oregon 4/17/2017
B
Florida 10/23/2017
B
Pennsylvania 5/7/2024
B
Hawaii 11/6/2020
B
South Carolina 9/13/2021
B
Illinois 9/18/2018
B
Tennessee 3/31/2021
B
Maine 7/13/2018
B
Texas 9/23/2019
B
Michigan 9/20/2019
IA
Texas 10/2/2019
B
Missouri 1/11/2016
B
Washington 3/29/2016

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1480 1st St, LIVERMORE, CA 94550
Registered with this firm since 10/1/2014
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1480 1st St, LIVERMORE, CA 94550
Registered with this firm since 10/1/2012
Previous Registration(s)
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B
 08/01/2012 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) LIVERMORE, CA
B
 05/12/2011 - 04/18/2012 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) SCHAUMBURG, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.