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Detailed Report
CALEB TSANG
CALEB Y TSANG
CRD#: 5711828
IA
Investment Adviser
B
Broker
VERUS CAPITAL PARTNERS, LLCCRD#: 151568 2700 East Foothill Blvd
Suite 210
Pasadena, CA 91107
LPL FINANCIAL LLCCRD#: 6413 2700 E FOOTHILL BLVD STE 210
PASADENA, CA 91107
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2019 (9 years)2 FIRMS2019 - 2021 (1 year)2 FIRMS2021 - Present (3 years)
License(s)

State Registrations

B
California 6/29/2021
B
Texas 6/29/2021
IA
California 7/6/2021
IA
Texas 7/7/2021
B
Ohio 6/29/2021

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VERUS CAPITAL PARTNERS, LLC (CRD#:151568)
2700 East Foothill Blvd Suite 210, Pasadena, CA 91107
Registered with this firm since 7/6/2021
B
LPL FINANCIAL LLC (CRD#:6413)
2700 E FOOTHILL BLVD STE 210, PASADENA, CA 91107
Registered with this firm since 6/29/2021
Previous Registration(s)
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IA
 10/25/2019 - 07/07/2021 AVANTAX ADVISORY SERVICES (CRD#:104556) IRVING, TX
B
 10/25/2019 - 07/02/2021 AVANTAX INVESTMENT SERVICES, INC. (CRD#:13686) Pasadena, CA
IA
 10/06/2009 - 10/25/2019 1ST GLOBAL ADVISORS INC (CRD#:111133) Pasadena, CA
B
 11/04/2009 - 10/25/2019 1ST GLOBAL CAPITAL CORP. (CRD#:30349) Pasadena, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.