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STEVEN COUTE
STEVEN COUTE MR
CRD#: 5711259
IA
Investment Adviser
B
Broker
TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164 11801 PIERCE STREET
SUITE 215
RIVERSIDE, CA 92505
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (13 years)
Disclosure(s)
View By:
12/12/2012
Judgment / Lien
License(s)

State Registrations

B
Arizona 12/21/2023

IA
New Jersey 10/11/2024

B
California 1/6/2012

B
Ohio 4/3/2020

IA
California 1/6/2012

B
Pennsylvania 9/13/2022

B
Colorado 2/15/2022

B
Tennessee 10/23/2024

B
Florida 5/1/2024

B
Texas 10/15/2021

B
Kentucky 3/15/2024

IA
Texas 10/18/2021

B
Massachusetts 3/14/2022

B
Utah 10/28/2021

B
Nevada 1/6/2012

B
Virginia 9/13/2022

B
New Jersey 10/11/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
11801 PIERCE STREET SUITE 215, RIVERSIDE, CA 92505
Registered with this firm since 1/6/2012

B
TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)
11801 PIERCE STREET SUITE 215, RIVERSIDE, CA 92505
Registered with this firm since 1/6/2012

Previous Registration(s)
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IA
11/10/2010 - 01/06/2012 INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233) CHINO, CA
B
01/01/2010 - 01/06/2012 WORLD GROUP SECURITIES, INC. (CRD#:114473) DULUTH, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.