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Detailed Report
LUCA ANTHONY D ITALIA
LUCA ANTHONY D'ITALIA, LUCA ANTHONY DITALIA
CRD#: 5710950
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Investment Adviser
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Previous Broker
INDEPENDENCE FINANCIAL ADVISORS, LLCCRD#: 156305 402 CENTRAL STREET
FRANKLIN, NH 03235
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2011 (1 year)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2013 (<1 year)3 FIRMS2013 - 2015 (1 year)2 FIRMS2015 - 2018 (3 years)IAINDEPENDENCE FINANCIAL ADVISOR... (CRD# 156305)2018 - Present (6 years)
License(s)

State Registrations

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Massachusetts 2/22/2019
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New Hampshire 12/26/2018
Current Registration(s)
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INDEPENDENCE FINANCIAL ADVISORS, LLC (CRD#:156305)
402 CENTRAL STREET, FRANKLIN, NH 03235
Registered with this firm since 12/26/2018
Previous Registration(s)
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 06/17/2015 - 09/17/2018 INFINEX INVESTMENTS, INC. (CRD#:35371) FRANKLIN, NH
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 06/17/2015 - 09/17/2018 INFINEX INVESTMENTS, INC. (CRD#:35371) FRANKLIN, NH
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 12/09/2013 - 06/22/2015 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) BURLINGTON, MA
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 12/09/2013 - 06/22/2015 TD AMERITRADE, INC. (CRD#:7870) MANCHESTER, NH
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 12/04/2013 - 06/22/2015 TD AMERITRADE, INC. (CRD#:7870) MANCHESTER, NH
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 12/20/2012 - 11/25/2013 MORGAN STANLEY (CRD#:149777) MANCHESTER, NH
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 12/17/2012 - 11/25/2013 MORGAN STANLEY (CRD#:149777) MANCHESTER, NH
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 05/22/2012 - 11/06/2012 CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543) LACONIA, NH
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 07/05/2012 - 10/23/2012 THE FOUNDRY FINANCIAL GROUP, INC. (CRD#:116823) LACONIA, NH
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 12/03/2009 - 08/30/2011 WADDELL & REED, INC. (CRD#:866) BEDFORD, NH
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 10/20/2009 - 08/30/2011 WADDELL & REED, INC. (CRD#:866) BEDFORD, NH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.