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Detailed Report
JOHN A FRANCHI
JOHN ALEXANDER FRANCHI
CRD#: 5709931
IA
Investment Adviser
B
Broker
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 415 MAIN STREET
BEDMINSTER, NJ 07921
LPL FINANCIAL LLCCRD#: 6413 415 MAIN ST.
BEDMINSTER, NJ 07921
Registration History
20122014201620182020202220242026IAPRIVATE ADVISOR GROUP, LLC (CRD# 155216)2016 - Present (9 years)BLPL FINANCIAL LLC (CRD# 6413)2013 - Present (11 years)BNFP SECURITIES, INC. (CRD# 42046)2012 - 2013 (1 year)
License(s)

State Registrations

B
California 1/5/2024
IA
New Jersey 3/3/2016
B
Colorado 1/5/2024
B
New York 1/5/2024
B
Connecticut 1/5/2024
B
North Carolina 1/8/2024
B
Delaware 3/4/2025
B
Ohio 1/6/2024
B
Florida 1/5/2024
B
Pennsylvania 3/4/2025
B
Georgia 1/5/2024
B
Rhode Island 1/5/2024
B
Illinois 3/4/2025
B
South Carolina 1/5/2024
B
Massachusetts 1/5/2024
B
Wisconsin 1/5/2024
B
New Jersey 9/10/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIVATE ADVISOR GROUP, LLC (CRD#:155216)
415 MAIN STREET, BEDMINSTER, NJ 07921
Registered with this firm since 3/3/2016
B
LPL FINANCIAL LLC (CRD#:6413)
415 MAIN ST., BEDMINSTER, NJ 07921
Registered with this firm since 9/10/2013
Previous Registration(s)
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B
 06/28/2012 - 09/18/2013 NFP SECURITIES, INC. (CRD#:42046) FAIRFIELD, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.