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Detailed Report
CHLOE H WOOD
CHLOE MARIE HANSEN
CRD#: 5709865
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1550 Market Street
Suite 600
Denver, CO 80202
Registration History
2010201220142016201820202022202420262 FIRMS2011 - 2012 (<1 year)2 FIRMS2012 - Present (12 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2010 - 2011 (<1 year)BLPL FINANCIAL CORPORATION (CRD# 6413)2009 - 2010 (<1 year)
License(s)

State Registrations

B
Alabama 5/16/2017
B
Nebraska 8/5/2014
B
Arizona 5/16/2017
B
Nevada 8/5/2014
B
California 8/5/2014
B
New Hampshire 3/27/2020
B
Colorado 8/14/2012
B
New Jersey 5/16/2017
IA
Colorado 8/14/2012
B
New York 8/5/2014
B
Connecticut 5/16/2017
B
North Carolina 4/12/2017
B
Delaware 6/28/2022
B
North Dakota 8/5/2014
B
District of Columbia 5/16/2017
B
Oregon 8/5/2014
B
Florida 8/5/2014
B
Pennsylvania 8/5/2014
B
Georgia 5/5/2016
B
South Carolina 2/8/2018
B
Hawaii 2/3/2023
B
Tennessee 3/19/2021
B
Illinois 5/5/2016
B
Texas 8/5/2014
B
Maryland 4/21/2016
IA
Texas 1/7/2019
B
Massachusetts 8/5/2014
B
Utah 8/14/2012
B
Michigan 5/5/2016
B
Virginia 5/16/2017
B
Minnesota 2/9/2021
B
Washington 9/13/2017
B
Montana 12/17/2020
B
Wyoming 8/5/2014

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1550 Market Street Suite 600, Denver, CO 80202
Registered with this firm since 8/14/2012
B
MORGAN STANLEY (CRD#:149777)
1550 Market Street Suite 600, Denver, CO 80202
Registered with this firm since 8/14/2012
Previous Registration(s)
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IA
 12/07/2011 - 06/26/2012 LPL FINANCIAL LLC (CRD#:6413) FRANKLIN, TN
B
 10/11/2011 - 06/26/2012 LPL FINANCIAL LLC (CRD#:6413) FRANKLIN, TN
B
 06/15/2010 - 02/11/2011 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) GREENWOOD VLG, CO
B
 09/30/2009 - 04/16/2010 LPL FINANCIAL CORPORATION (CRD#:6413) BOULDER, CO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.