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ERIC JOSEPH KOCH
CRD#: 5709189
IA
B
MORGAN STANLEYCRD#: 149777 7600 Broadway
Suite 100
San Antonio, TX 78209
Suite 100
San Antonio, TX 78209
0
Disclosures
14
Years of Experience
View By:
State Registrations
B
Alabama 12/4/2019
B
Nebraska 4/19/2017
B
Alaska 2/24/2025
B
Nevada 4/19/2017
B
Arizona 4/19/2017
B
New Hampshire 12/4/2019
B
California 4/19/2017
B
New Jersey 4/19/2017
B
Colorado 8/28/2012
B
New Mexico 4/19/2017
B
Connecticut 4/30/2021
B
New York 9/19/2016
B
Delaware 10/26/2020
B
North Carolina 9/20/2016
B
District of Columbia 4/19/2017
B
Ohio 4/20/2017
B
Florida 9/19/2016
B
Oklahoma 12/4/2019
B
Georgia 12/8/2023
B
Oregon 4/19/2017
B
Hawaii 11/7/2024
B
Pennsylvania 4/19/2017
B
Idaho 2/10/2020
B
South Carolina 4/19/2017
B
Illinois 9/19/2016
B
Tennessee 4/19/2017
B
Kentucky 11/15/2021
B
Texas 8/28/2012
B
Louisiana 11/15/2021
IA
Texas 12/23/2013
B
Massachusetts 4/19/2017
B
Virginia 4/19/2017
B
Michigan 4/19/2017
B
Washington 4/19/2017
B
Minnesota 9/19/2016
B
Wisconsin 4/14/2020
B
Missouri 4/19/2017
B
Wyoming 11/15/2021
B
Montana 1/28/2019
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 12/23/2013
B
Registered with this firm since 8/28/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/29/2010 - 08/27/2012 | BOERNE, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.