Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
MICHAEL WADE MADDOX
MICHAEL W MADDOR, MICHAEL W MADDOX
CRD#: 5708200
IA
Investment Adviser
B
Broker
PRIMERICA ADVISORSCRD#: 10111 20 3RD ST SW
STE 300
WINTER HAVEN, FL 33880
Registration History
20122014201620182020202220242026IAPRIMERICA ADVISORS (CRD# 10111)2012 - Present (12 years)BPFS INVESTMENTS INC. (CRD# 10111)2011 - Present (13 years)
License(s)

State Registrations

B
Colorado 1/19/2024
B
Missouri 5/9/2023
B
Florida 3/13/2012
B
Montana 2/26/2021
IA
Florida 5/2/2013
B
Tennessee 10/10/2023
B
Georgia 11/12/2024
B
Texas 6/8/2021
B
Indiana 1/3/2025
IA
Texas 1/22/2024
B
Louisiana 1/4/2024
B
Virginia 9/9/2020
B
Maryland 7/7/2020
B
Washington 10/6/2023
B
Massachusetts 11/2/2016
B
Wisconsin 1/29/2025
B
Michigan 11/12/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PRIMERICA ADVISORS (CRD#:10111)
20 3RD ST SW STE 300, WINTER HAVEN, FL 33880
WINTER HAVEN, FL
Registered with this firm since 5/22/2012
B
PFS INVESTMENTS INC. (CRD#:10111)
20 3RD ST SW STE 300, WINTER HAVEN, FL 33880
WINTER HAVEN, FL
Registered with this firm since 8/1/2011
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.