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Abram R Halterman
ABE HALTERMAN, ABRAM HALTERMAN, Abram Roberts Halterman
CRD#: 5706144
IA
B
DAVENPORT & COMPANY LLCCRD#: 1588 21 Carpenter Lane
Suite 101
Harrisonburg, VA 22801
Suite 101
Harrisonburg, VA 22801
0
Disclosures
15
Years of Experience
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State Registrations
B
Alabama 1/21/2022
B
Minnesota 6/12/2024
B
Arizona 3/6/2025
B
North Carolina 12/12/2022
B
California 6/4/2021
B
Pennsylvania 6/4/2021
B
District of Columbia 9/14/2021
B
South Carolina 6/4/2021
B
Florida 6/4/2021
B
Tennessee 2/10/2023
B
Indiana 9/11/2023
B
Virginia 6/4/2021
B
Kansas 6/4/2021
IA
Virginia 6/4/2021
B
Maryland 6/4/2021
B
West Virginia 6/15/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 6/4/2021
B
Registered with this firm since 6/4/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/12/2009 - 06/07/2021 | DAYTON, VA | |
B | 09/28/2009 - 06/07/2021 | DAYTON, VA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.